Regulator Contact Information Mutual Funds


Louisiana

Levin Walker
Compliance Examiner Reviewer
OFI - Securities Division
Second Floor
225-925-7578

Montana

Emily Nichols
Examiner
406-444-7834
Emily.Nichols@mt.gov

New Jersey

Susan B. Largman
Director of Registration
973-504-3609
153 Halsey Street, 6th Floor
Newark, NJ 07102

North Dakota

Candace Johnson
Securities Examiner
701-328-2923

Tennessee

April Odom
Director of Registration
615-532-4895

April.x.odom@tn.gov

Vermont

Noel Hudson
Director of Capital Markets
802-828-0727

Noel.hudson@vermont.gov