Regulator Contact Information Form D


Alabama

Tina Tell

Alaska

Tom Stevens 
Financial Registration Examiner
907-465-5448    

Arizona

Susan Baker-Toth 
Asst. Dir. of Registration & Compliance
602-542-0628

Arkansas

Felicia West
Corporate Finance Supervisor
501-324-8697

California

California Securities Regulation Division

866-275-2677
srd_support@dfpi.ca.gov

Colorado

Derrick O'Neal

Securities Examiner
303-894-2320
Derrick.o'neal@state.co.us

Connecticut

William Olesky

Associate Financial Examiner

860-240-8240
william.olesky@ct.gov 

Delaware

Jennifer Walters
Registration Specialist
302-683-8801

District of Columbia

J. Mike McManus
Director, Corporation Finance Division
202-442-7826
James.McManus@dc.gov

Florida

Jason Tomlinson
Financial Administrator
850-410-9822

Georgia

Noula Zaharis
Director, Securities and Charities Division
404-654-6034

Hawaii

James Sonoda
Supervising Securities Examiner
808-587-2617

Idaho

Valerie Shell

Program Information Coordinator
208-332-8074

Valerie.Shell@finance.idaho.gov

Illinois

Don Ranger
217-785-4933

Indiana

Marie Castetter
Securities Commissioner
317-232-0735
mcastetter@sos.in.gov

Iowa

Jill Anderson
Assistant Bureau Chief
515-654-6487
Jill.Anderson@iid.iowa.gov

Kansas

Suzanne Seawel

Public Service Administrator
785-296-8711
suzanne.seawel@ks.gov

Kentucky

Anthony Murphy
502-782-9062
Anthony.Murphy@ky.gov

Louisiana

Doug Buras
Deputy Chief Examiner
225-925-4170
dburas@ofi.la.gov

Maine

Meredith Paige Turney
(207)-624-8593
Meredith.P.Turney@maine.gov

Maryland

Sandy Small
Assistant Attorney General
410-576-6460
ssmall@oag.state.md.us

Massachusetts

Peter Cassidy
Chief of Corporate Finance
617-727-3548
Peter.Cassidy@sec.state.ma.us

Michigan

Linda Cena
Securities and Audit Manager

517-335-5237

Cenal@michigan.gov

Minnesota

Geoffrey Spray
Commerce Analyst II
651-539-1638

Securities.Commerce@state.mn.us

Mississippi

Katherine Perkins
Examination Supervisor

601-359-6370

Katherine.Perkins@sos.ms.gov

Missouri

Chris Marlow
Director of Investor Protection and Education
573-751-1862

Christopher.marlow@sos.mo.gov

Montana

Kirsten Madsen
Deputy Securities Commissioner
406-444-4328



Nebraska

Debbie Yost
Senior Securities Specialist
402-471-2171

Debbie.yost@nebraska.gov

Nevada

Timothy Eacobacci

Securities Registration & Licensing Examiner

702-486-5245

Teacobacci@sos.nv.gov

New Hampshire

Linda Elkins
Securities Examiner
603-271-1463
linda.elkins@sos.nh.gov

New Jersey

Susan B. Largman
Director - Registration
973-504-3609
Susan.largman@lps.state.nj.us

New Mexico

Nona Lane
Compliance Manager
505-670-6439

Nona.lane@state.nm.us

New York

Ed Jaffe
Registration Section Legal Assistant
212-416-8222

IPBBD@ag.ny.gov

North Carolina

Perry Boseman
Financial Investigator
919-814-5553
PBoseman@sosnc.gov 

North Dakota

Candace Johnson
Investigator / Examiner II
701-328-2923

Ohio

Ryan Rodgers
Program Administrator
614-466-2494
Ryan.Rodgers@com.ohio.gov

Oklahoma

Kenneth G. Maillard
Director of Corporate Finance
405-280-7700

Kmaillard@securities.ok.gov

Oregon

Tracy Thompson
Securities Administrative Support
971-345-1109

Tracy.thompson@dcbs.oregon.gov

Pennsylvania

Don Piesik
Director
717-425-5481

dpiesik@pa.gov

Puerto Rico

Mariel Martinez
Supervisor
787-723-3131 EXT. 2309

Marielm@ocif.pr.gov

Rhode Island

Daniel Gregory

Senior Securities Examiner
401-462-9584

Daniel.gregory@dbr.ri.gov

 

Don DeFedele

Associate Director

401-462-9586

Donald.defedele@dbr.ri.gov

South Carolina

Pamela Kirkland
Director of Registration, Securities Division
803-734-9916

Pkirkland@scag.gov

South Dakota


Travis Jordan

Assistant Director
605-773-3563

TRAVIS.JORDAN@STATE.SD.US

Tennessee

April Odom
Director of Registration
615-532-4895

April.x.odom@tn.gov

Texas

Emily Diaz
Assistant Director of Registration
512-305-8343
Ediaz@ssb.texas.gov

Utah

Trista Lopez
Corporate Finance Administrative Assistant
801-530-6613

tlopez@utah.gov

Vermont

Noel Hudson
Director, Corporate Finance
802-828-0727

Noel.hudson@vermont.gov

Virgin Islands

Magdalene Burke
Chief Of Securities Registration
340-774-7166
Magdalene.burke@lgo.vi.gov

Virginia

Sanrie Brenegar
Senior Auditor
804-371-9081

Washington

Faith Anderson
360-725-7825

Faith.Anderson@dfi.wa.gov

West Virginia

Dan Reed
Senior Registration Examiner / Internal Auditor
304-558-2261 EXT. 3127

Daniel.Reed@wvsao.gov

Wisconsin

Joseph Friesen
608-266-8559

Wyoming

Dave Barker 
Compliance Auditor
307-777-5881

Dave.barker@wyo.gov