Review the Terms & Conditions associated with the EFD website.
NASAA ELECTRONIC FILING DEPOSITORY
By clicking “Accept,” You certify that You have read and understand all of the
a binding agreement with NASAA on those terms without modification or
an agreement between the North American Securities Administrators Association,
Inc. (“NASAA”) and each individual (each,
a “Filer User” or “You” and variations thereof such as “Your”) who is issued an EFD Filer user
account or who otherwise accesses the applications, content, data, or services
available to those with EFD Filer user accounts, in each case on or through the
website operated by NASAA and accessible at https://www.efdnasaa.org (the “Website”).
NASAA, itself or through its
third party agents, offers or will offer through a restricted portion of the
Website various on-line applications, content, data and services to Filer Users
(the “Electronic Filing Depository System,” “EFD System” or “EFD”) for
the purpose of submitting, amending, renewing, withdrawing, and terminating
(collectively, “Making” or
variations thereof such as “Make” or
“Made”) certain filings and reports
(“Filings”) and making payment of associated
filing fees (“Filing Fees”), in each
case to U.S. state and territorial securities regulators that participate in
the EFD System (“Regulators”).
Every access to, or other use of,
the EFD System or the Website generally, indicates Your acceptance of and
terms, conditions, rules or policies that are posted on, or to which Filer User
may be directed in connection with, the Website, as the same may be modified by
NASAA from time to time (collectively, the “Agreement”). For the
part of the Agreement and also applicable in the event You use any content,
data or functionality of the Website that is available to the general public
(in other words, available outside of the EFD System portion of the Website,
which is restricted to Filer Users).
If You are entering the Agreement in Your capacity as an employee,
agent, or contractor of an entity, You represent and warrant that such entity:
(i) has authorized You to enter into the Agreement and to use the EFD System
and Website generally and (ii) has agreed to be responsible for Your activities
conducted via the EFD System and Website generally and for Your compliance with
the terms and conditions of the Agreement.
avoidance of doubt, the Agreement does not constitute an agreement between You
and any Regulator. The relationship between You and any Regulator shall be
governed by Applicable Law and shall not be deemed modified in any way by the
Agreement. Without limiting the generality of the foregoing, nothing in the
Agreement shall be interpreted as modifying any right or obligation You (or, if
applicable, any issuer on whose behalf You Make any Filings or pay any Filing
Fees) may have under Applicable Law with respect to Filings or Filings Fees or
any right or obligation any Regulator may have under Applicable Law with
NASAA reserves the right to modify
time to time at its sole discretion and will provide notice of material changes
thereto at the home page of the Website generally or upon Filer login to the
of Use links on the Website home page and upon Filer login, respectively, to
Agreement may not be altered or amended orally. Only NASAA has the right to
alter or amend the Agreement and such alteration or amendment shall only be in
use of the EFD System as a Filer User. To agree to these terms click “Accept,”
if You do not agree to these terms, do not click “Accept” and do not use the
FILER USER ACKNOWLEDGES THAT NETWORK OR
SERVER PROBLEMS WITH THE INTERNET MAY PREVENT HIM/HER FROM ACCESSING OR USING
THE EFD SYSTEM AND THE WEBSITE GENERALLY.
Filer User shall
indemnify and hold harmless the NASAA Indemnitees from and against any Liabilities
arising out of any claim, action or proceeding brought against any NASAA
Indemnitee by any third party and resulting from, or alleged to result from, Filer
User’s use of the EFD System or the Website generally, which, without limiting
the generality of the foregoing, shall include any claim, action or proceeding
resulting from, or alleged to result from: (i) Filer User’s violation of the
Agreement; (ii) Filer User’s violation of any Applicable Law in connection with
the Agreement; or (iii) use by NASAA or its agents, in accordance with the
terms and conditions of the Agreement, of any data or other content or personal
information provided to them by Filer User in connection with the Agreement. In
addition to the foregoing, Filer User will assist and cooperate, as reasonably requested
by NASAA, in the NASAA Indemnitee’s defense of any such claim, action or
terminate Filer User’s EFD Filer user account without notice to Filer User; provided,
however, that if NASAA terminates Filer User’s EFD Filer user account
pursuant to clause (v) or (vi) above, NASAA will use reasonable efforts to
notify Filer User at least thirty (30) days prior to termination.
© 2014/2018 - All Rights Reserved - Electronic Filing Depository
North American Securities Administrators Association, Inc. (NASAA, INC)750 First Street NE, Suite 1140Washington, DC 20002
General Terms & Conditions
All times reported in Eastern Time
Custom Software and Technology Provided by:
Software Consulting Services, LLC (SCS, LLC)
EFD Support: 601-453-1979 (9-6 Eastern)
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