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FAQ General

Answers to general questions about EFD.
Question
What is the Electronic Filing Depository (EFD) System?
Will I pay a fee for using EFD?
Will EFD retain any filer bank account information?
What is a “Cancelable Payment?”
When can a filer cancel a payment?
How does EFD treat a cancelled payment?
Does EFD accept Form D notice filings that list multiple issuers?
Who do I contact if I have any questions about EFD
How are payments processed through the EFD system?
When will a filing that is made in EDGAR be available in EFD?
When can I access the EFD system?
Who do I contact if I have any questions about EFD functionality?
Is a filing a state record?
How do I access the EFD system?
Will the system accept other documents besides the Form D?
State Form NF-UIT Filing Requirements Outside of the EFD System
How do I submit a change request to modify or enhance the manner in which the EFD System operates?
UFT System Use Fee Frequently Asked Questions
The Franchise Electronic Depository (FRED) Frequently Asked Filer Questions
NASAA EFD

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